Suitability and eligibility
Compile product, customer and jurisdiction rules into deterministic checks with explicit escalation paths.
Rulebook for financial services
Let AI move at market speed without outrunning policy.
Turn suitability rules, approval matrices, recordkeeping obligations, credit policy and supervisory controls into decisions that agents can check before they act.
The operating reality
Financial institutions operate through dense, overlapping rules. The hard part is not finding the policy. It is applying the right version to a live customer, transaction and jurisdiction, then proving why the decision was allowed.
Onecompliance gate across channels
Beforeaction-time policy checks
Everyoutcome linked to evidence
The runtime compliance gate
Check the answer or action before it creates impact.
Rulebook evaluates live context against the confirmed policy and regulatory rules that apply, then returns a decision the agent must follow.
01Context
Actor, purpose, data, jurisdiction and proposed action
02Gate
Allow, deny, obligations or named human review
03Audit
Evidence, rulebook version and signed decision trace
Why the gap persists
Policies exist. Runtime compliance gates do not.
01
Advice and offers can cross product, customer and jurisdiction boundaries in one conversation.
02
Policies live in manuals, controls, spreadsheets and code that drift apart.
03
Supervisors need a reproducible decision record, not a model summary.
Rulebook in the workflow
Communications review
Give agents the approved claims, required disclosures and prohibited language for each context.
Operational controls
Gate high-impact actions and retain a signed, independently verifiable receipt.
Potential outcomes
Make compliance a gate in the work, not a report about the work.
- More consistent decisions across agent and human channels
- Faster policy change propagation
- Clear evidence packages for review and audit
Questions leaders ask
Does Rulebook replace our model risk program?
No. It gives model, risk and compliance teams an executable policy layer and decision evidence that can strengthen the operating program.
Can it work with our existing agent platform?
Yes. Agents can call Rulebook through REST, MCP, the CLI or SDKs before they answer or act.
Executive briefing
Add an auditable compliance gate to financial services.
Bring one consequential agent workflow. We will map the governing policies and regulations, runtime gate, human authority and auditable evidence path with your team.
Request a briefing